About ClauseGuard
The regulatory landscape for UK financial services firms has never been more complex. The FCA, PRA, and HMRC collectively publish hundreds of consultations, policy statements, guidance updates, and enforcement actions every year. Each one may or may not apply to your firm. Each one may or may not require action. And the window for that action is often measured in weeks, not months.
Enterprise regulatory change management platforms exist, but they are built for banks and insurers with dedicated regulatory affairs departments and six-figure budgets. The 58,000 small and mid-sized FCA-regulated firms in the UK — the IFAs, wealth managers, mortgage brokers, payment firms, and insurance intermediaries that make up the backbone of UK financial services — have been left to fend for themselves.
ClauseGuard was built to close that gap. We monitor every relevant regulatory publication, classify it against your firm’s specific authorisation perimeter, and deliver plain-English summaries with impact assessments and suggested action items. No jargon. No noise. Just the regulatory intelligence your compliance function actually needs.
How It Works
ClauseGuard is powered by advanced AI from Anthropic, the same technology trusted by the world’s leading financial institutions. Our system reads regulatory publications the way a senior compliance analyst would — identifying what matters, assessing impact, and recommending next steps — but it does so continuously, without fatigue, and at a fraction of the cost.
ClauseGuard at a Glance
Monitoring regulators — FCA, PRA, HMRC — daily automated pipeline
Built for FCA-regulated firms — designed specifically for small and mid-sized authorised firms
Processed within hours — regulatory updates classified and scored typically within 4 hours of publication
Our Approach
ClauseGuard doesn’t replace compliance professionals — it gives them superpowers. We handle the monitoring and triage, so your team can focus on what actually requires judgment: whether a regulatory change affects your firm, what it means in context, and how to respond.
The Story Behind ClauseGuard
ClauseGuard was born from watching small firm compliance officers drown in regulatory noise while enterprise platforms remained out of reach. The goal was simple: build something intelligent, accessible, and designed for the firms that keep UK financial services running — at a price they can actually afford.
Contact
For enquiries, partnerships, or enterprise pricing, reach us at john@clauseguard.uk